Checklist

When we conduct an SMSF Audit, it consists of two parts:

  • The Financial Report Audit
  • The Compliance Report Audit

The main components of the Audit file required for a Financial Report Audit are:

The main components of the Audit file required for a Compliance Audit Report are:

  • Permanent files for the SMSF
    Copy of signed Trust Deed

    For our sample Trust Deed, please see here

    Copy of signed Minutes of Meetings

    For our sample Minutes, please see here

    Copy of signed Investment Strategy

    For our sample Investment Strategy, please see here

    Copy of signed Consent to act as Trustee and Member Applications

    For our sample Trustee Consent and Member Application, please see here

    Copy of signed Trustee Declaration, only applicable for SMSFs that were set up after 1 July 2007

    For our sample Trustee Declaration from the ATO, please see here

    To download our Permanent files templates, please see here.
  • Copy of signed Pension documentation, if the Fund is in pension mode
  • Actuarial Certificate, if applicable
  • Life insurance certificate for Members, if applicable
  • ASIC Annual Return if the SMSF has a company acting as the Trustee of the Fund

The sources of information used to prepare the Financial Statements for the year ended 30 June 2014 are noted below:

The sources of information used to prepare the Financial Statements for the year ended 30 June 2015 are noted below:

Download Audit Checklist 2014 Download Audit Checklist 2015 Download Audit Checklist 2016

To know more about our audit process and to obtain an online SMSF audit quote, please follow this link.

 

Contact Details


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Peace Of Mind

We are Melbourne based with clients throughout Australia. Our SMSF administration service is mostly paperless. This enable us to charge a fair fee, resulting in a good value-proposition for you.

No Advice

Superannuation Warehouse is an accounting firm and do not provide financial advice. All information provided has being prepared without taking into account of the Trustees’ objectives, financial situation or needs. Because of that, Trustees are advised to consider their own circumstances before engaging our services.

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